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Securities Exchange Act
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711	Advisory Committee on Small and Emerging Companies -- March 4, 2015, Meeting Transcript Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 17:13:00 Corporate crime U.S. Securities and Exchange Commission Financial system Securities Exchange Act Investment Security Securities and Exchange Commission Secondary market International Organization of Securities Commissions Financial economics United States securities law Financial markets
712	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 14, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 08:20:53 United States Securities and Exchange Commission Financial regulation Form 144 United States United States securities law 73rd United States Congress Securities Exchange Act
713	ALEXANDERS INC FORM 8-K (Current report filing) Add to Reading List Source URL: www.alx-inc.com Language: English United States Securities and Exchange Commission Financial regulation Form 10-K Securities Act Securities Exchange Act Form 8-K United States Government SEC filings United States securities law 73rd United States Congress
714	FAQs/SecExc/27H2014 FREQUENTLY ASKED QUESTIONS (FAQs) SECURITIES EXCHANGE 1. What is a Securities Exchange? In simple terms, the Securities Exchange is defined as an organised market place whereby buyers and Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2014-08-28 03:10:57 73rd United States Congress United States Securities and Exchange Commission United States securities law Finance International Organization of Securities Commissions Securities Commission Securities Act Stock Exchange of Mauritius Capital market Financial regulation Financial economics Financial system
715	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-06-16 11:24:58 Financial regulation Short selling U.S. Securities and Exchange Commission Financial system Christopher Cox Short Securities Exchange Act Investment banking Soft dollar Finance United States securities law Business
716	INITIAL DECISION RELEASE NO. 792 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-12 12:09:16 U.S. Securities and Exchange Commission Form 10-K Securities and Exchange Commission Form 10-Q Financial regulation Securities and Exchange Commission Finance Form 4 SEC filings Government Securities Exchange Act
717	INITIAL DECISION RELEASE NO. 792 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-12 12:09:16 U.S. Securities and Exchange Commission Form 10-K Securities and Exchange Commission Form 10-Q Financial regulation Securities and Exchange Commission Finance Form 4 SEC filings Government Securities Exchange Act
718	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2May 14, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 08:22:25 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Law Short Finance Contract Financial markets United States securities law Legal documents
719	Helios High Income Fund, Inc. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:08:17 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
720	SECURITIES AND EXCHANGE COMMISSION [Release No. ICNotice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 April 24, 2015 The following is a notice of applications for d Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-27 14:40:40 Finance Funds Net asset value Rate of return Collective investment schemes Financial economics Investment Financial services

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